Thursday, October 20, 2016

Dental Sealant Use and Untreated Tooth Decay Among U.S. School-Aged Children

Key Points

• Tooth decay is one of the most common chronic diseases of childhood. If left untreated, tooth decay can have serious consequences including problems with eating, speaking, and learning.

• Two years after placement, dental sealants prevent >80% of cavities in the permanent molars, in which nine in 10 cavities occur. Most children, however, do not have dental sealants, especially children from low-income families. These children are twice as likely as higher-income children to have untreated tooth decay.

• Providing sealants through school-based programs is an effective way to increase sealant use. The benefits of school-based dental sealant programs exceed their cost when they serve children at high risk for tooth decay. The programs become cost-saving after 2 years and save $11.70 per sealed tooth over 4 years.

• In this study, approximately 60% of children aged 6–11 years from low-income families (approximately 6.5 million children), did not have dental sealants. Although sealant prevalence during the last decade increased by 72% among low-income children, these children were still 20% less likely than children from higher-income families to have dental sealants. Children without sealants had almost three times more cavities in permanent first molars compared with children with sealants.

• Providing sealants to the approximately 6.5 million low-income children who currently do not have them would prevent 3.4 million cavities over 4 years.

• Additional information is available at


Background: Tooth decay is one of the greatest unmet treatment needs among children. Pain and suffering associated with untreated dental disease can lead to problems with eating, speaking, and learning. School-based dental sealant programs (SBSP) deliver a highly effective intervention to prevent tooth decay in children who might not receive regular dental care. SBSPs benefits exceed their costs when they target children at high risk for tooth decay.

Methods: CDC used data from the National Health and Nutrition Examination Survey (NHANES) 2011–2014 to estimate current prevalences of sealant use and untreated tooth decay among low-income (≤185% of federal poverty level) and higher-income children aged 6–11 years and compared these estimates with 1999–2004 NHANES data. The mean number of decayed and filled first molars (DFFM) was estimated for children with and without sealants. Averted tooth decay resulting from increasing sealant use prevalence was also estimated. All reported differences are significant at p<0 .05.="" br="">
Results: From 1999–2004 to 2011–2014, among low- and higher-income children, sealant use prevalence increased by 16.2 and 8.8 percentage points to 38.7% and 47.8%, respectively. Among low-income children aged 7–11 years, the mean DFFM was almost three times higher among children without sealants (0.82) than among children with sealants. Approximately 6.5 million low-income children could potentially benefit from the delivery of sealants through SBSP.

Conclusions and Implications for Public Health Practice: The prevalence of dental sealant use has increased; however, most children have not received sealants. Increasing sealant use prevalence could substantially reduce untreated decay, associated problems, and dental treatment costs.


National data from 1999–2004 indicate that by age 19 years, approximately one in five children have untreated tooth decay (1). Children living in poverty are more than twice as likely to have untreated decay (27%) than are children in families whose income exceeds 200% of the federal poverty level (FPL) (13%). Untreated tooth decay can lead to pain and infection, resulting in problems with eating, speaking, and learning (2). Approximately 16% of children living in poverty were reported by a parent to have had a toothache within the last 6 months (3). A recent multivariate analysis also found that children with poor oral health miss more school days and receive lower grades than children with good oral health (4).

Approximately 90% of tooth decay in permanent teeth occurs in the chewing surfaces of the back teeth (5). Much of this decay could be prevented with the application of dental sealants. Sealants are plastic coatings applied to the pits and fissures in tooth surfaces to prevent decay-causing bacteria and food particles from collecting in these hard-to-clean surfaces. Studies on sealant effectiveness indicate that sealants delivered in clinical or school settings prevent about 81% of decay at 2 years after placement, 50% at 4 years and can continue to be effective for up to 9 years through adolescence (6); no clinically significant adverse effects have been associated with receipt of sealants (6). Sealants are underused, especially among low-income children who have the highest risk for decay. National data from 1999–2004 indicated the prevalence of sealant use among children aged 6–11 years living in poverty was 21% compared with 40% among children from families with incomes >200% of the FPL (1). Increasing sealant use prevalence is a national health goal (7) and the National Quality Forum* has endorsed dental care performance measures aimed at increasing sealant use prevalence in children at elevated risk for tooth decay (8).

School-based sealant programs (SBSP) typically deliver sealants in schools attended by a large number of children participating in the free/reduced-price meal program (i.e., family income ≤185% of the FPL) (6). The Community Preventive Services Task Force† (Task Force) recommends SBSP, on the basis of strong evidence that these programs prevent tooth decay and increase the number of children receiving sealants at schools (6). A second, systematic review of economic evaluations of SBSP conducted for the Task Force found that the benefits of SBSP exceed their cost when they serve children at high risk for tooth decay, becoming cost-saving after 2 years (6) and saving $11.70 per tooth sealed over 4 years (9).

In this report, CDC estimated prevalence of sealant use and untreated tooth decay among low-income (≤185% of FPL, the qualification point for free/reduced-price meal program) and higher-income children aged 6–11 years using data from the recently released 2011–2014 NHANES and compared these data with data from the 1999–2004 NHANES. Estimates of tooth decay averted by providing sealants to children were also calculated.


To estimate current prevalences of sealant use and untreated decay for U.S. children aged 6–11 years, CDC combined the two most recent cycles of NHANES data (2011–2012 and 2013–2014). NHANES is a multistage probability sample of the noninstitutionalized U.S. population.§ A child was classified as having sealants if at least one permanent tooth was assessed by a dentist to have a sealant present and as having untreated tooth decay if at least one permanent tooth had untreated decay.

Sealant use prevalence is presented for all children aged 6–11 years as well as for the following characteristics: sex; race/ ethnicity; family income ≤185% of FPL versus >185% of FPL; and highest level of education achieved by the head of household. Sealant use and untreated decay prevalence stratified by family income from NHANES 2011–2014 were compared with prevalences from NHANES 1999–2004. Sealant use and untreated decay status were assessed in the same way for both periods (1). Among children aged 7–11 years,¶ the mean number of decayed and filled first molars (DFFM) was estimated for children with and without sealants, by family income status. For each income group, CDC used a published methodology to estimate the number of DFFM that would have occurred over 4 years if a child had not received sealants soon after eruption of the first molars (10). This value was multiplied by the prevented fraction (50%) (6) to estimate averted DFFM per child attributable to sealants over 4 years. Estimates were standardized by year of age to the distribution in the 2000 U.S. Census (1).

Analyses were conducted using statistical software that accounts for the complex sample design of NHANES. Estimates from NHANES were obtained using the examination sample weights. All statistical tests were conducted at a 95% significance level (p<0 .05="" errors="" estimates="" relative="" standard="" with="">0.3 were classified as unstable. To test whether sealant use prevalence varied with the characteristic of the child during 2011–2014, CDC used a chi-square test of independence. A t-test was used to determine whether changes in sealant use and decay prevalences between surveys or mean DFFM by sealant status and income were significant.


Approximately 43% of children aged 6–11 years received at least one dental sealant (Table 1), and sealant use prevalence among low-income children (38.7%) was approximately 9.1 percentage points lower than among higher-income children (47.8%). Sealant use prevalence was highest among non-Hispanic white children (46.0%) and children from households where the head of household had more than a high school education (45.2%) and lowest among non-Hispanic black children (32.2%) and children from households where the head of household had a high school education (37.7%).

From 1999–2004 to 2011–2014, overall prevalence of dental sealant use increased from 31.1%–43.6% (Table 2); increased by 16.2 percentage points to 38.7% (relative increase of 72.0%) among low-income children; and increased by 8.8 percentage points (relative increase of 22.6%) among higher-income children. Untreated decay decreased by 4.9 percentage points to 7.5% among low-income children and remained at about 4% among higher-income children.

Among children aged 7–11 years, the mean DFFM was significantly lower for both higher-income and low-income children with at least one sealant (0.19 and 0.29, respectively) compared with children with no sealants (0.52 and 0.82, respectively) (Table 3). The difference in mean DFFM between children with and without sealants was 0.33 and 0.52 for higher- and low-income children, respectively.

The estimated average annual probability of a permanent first molar developing decay, calculated with DFFM data by year of age for children aged 7–11 years, was 0.07 for low-income children (data not shown). Because of unstable estimates, this probability was not estimated for higher-income children. Over 4 years, sealing all four permanent first molars of low-income children is estimated to prevent 0.52 DFFM per child (Table 4). The NHANES 2011–2014 data set had sealant and income information for 1,371 low-income children aged 6–11 years, representing 10.5 million children nationally. Based on the proportion of low-income children without sealants in the NHANES data set, it is estimated that approximately 6.5 million low-income children currently are not receiving the preventive benefits of dental sealants. Providing sealants to these low-income children would prevent 3.4 million DFFM over 4 years.

Conclusions and Comments

Increasing sealant use prevalence among low-income children could substantially reduce tooth decay. Because the benefits of sealants can last up to 9 years, and untreated decay prevalence is about twice as high for adolescents and young adults aged 12–19 years compared with younger children, it is likely that much of the pain and limitations in eating and learning associated with untreated decay could be prevented by timely application of sealants. In addition, providing sealants to these children could save societal resources. The systematic review of economic evaluations of SBSP conducted for the Task Force found that SBSP became cost-saving within 2 years of placing sealants (6). That review further found that delivering sealants to children at high risk for tooth decay could be cost-saving to Medicaid (9).

Data from the Agency for Healthcare Research and Quality indicate that less than half of children aged 6–11 years from families with incomes <125 2013="" 60="" a="" accessing="" among="" an="" application="" applying="" be="" but="" by="" care="" children="" dental="" effective="" equipment="" few="" found="" fpl="" had="" have="" health="" high-need="" i.e.="" important="" in="" increase="" is="" lack="" licensed="" low-income="" majority="" might="" must="" not="" of="" offer="" one="" oral="" past-year="" placed="" prevalence="" professional="" programs.="" programs="" reason="" regular="" sbsp="" schools="" sealant="" sealants.="" sealants="" state="" states="" strategy="" survey="" that="" the="" their="" therefore="" these="" timely="" to="" visit="" visits="" with="">50% of students participating in free/reduced meal program) (12). Financing is a major barrier to implementing and maintaining SBSP (13). Federal funding of state oral health programs is largely competitive and varies widely by state (13). Many state and local SBSP cover part of their expenses by Medicaid billing (13). Because labor accounts for about two thirds of SBSP costs (6), revenues from Medicaid billing are more likely to cover costs if state policies allow dental hygienists or therapists to assess a child’s need for and to place sealants without a dentist being present. For example, in South Carolina, SBSPs managed and staffed by dental hygienists deliver sealants in approximately 40% of high-need schools (12). These SBSP are primarily financed by Medicaid billing (13).

Another barrier to children receiving sealants in clinical and school settings is low health literacy. A study of California third graders found that their parent’s health literacy and speaking English at home were strong predictors of the child having sealants (14). An Institute of Medicine report on increasing access to dental care among vulnerable and underserved populations also found that low oral health literacy was a major barrier to receiving preventive dental services (15).

The findings in this report are subject to at least one limitation. Because NHANES is not designed to provide estimates by year of age, a large number of estimates of DFFM by year of age and sealant status were unstable. However, among low-income children, all estimates of DFFM used to estimate the annual probability that an unsealed first molar developed decay were stable.

Children with sealants can still be at risk for tooth decay. Whereas fluoride can prevent decay in all teeth, sealants are primarily used to protect the back teeth from decay. Healthy behaviors documented to prevent decay include brushing with fluoride toothpaste and drinking fluoridated water or taking fluoride supplements if drinking water is not optimally fluoridated (2). Many of the studies included in the evidence informing the Task Force’s recommendation for SBSP were conducted among children using fluoride toothpaste in communities with fluoridated water (6), suggesting that sealants provide additional benefit even among children receiving fluoride. Regularly scheduled dental visits are important to deliver preventive services (e.g., topical fluoride) and to monitor and control tooth decay and other oral conditions (2). SBSP can help caregivers of eligible children enroll in public insurance programs (5,6) and can increase utilization of dental care by identifying tooth decay in children who are not regularly seen by a dentist and referring them for needed dental treatment.

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